# KYC/AML Review for Financial Advisors

> AI runs sanctions, PEP, and adverse-media checks nightly, scores each client, and queues anything above threshold for analyst review — BSA risk in real time, not annually.

- **Role:** [Financial Advisor](https://calish.com/workflows/for/financial-advisor/)
- **Category:** [Reporting & Analytics](https://calish.com/workflows/category/reporting-and-analytics/)
- **Specialty:** [Wealth Management](https://calish.com/workflows/specialty/wealth-management/)
- **Action:** KYC/AML Review
- **Canonical URL:** https://calish.com/workflows/kyc-aml-review-for-financial-advisor/

## The Problem

KYC refreshes for Wealth Management clients pile up — manual review is slow, inconsistent, and creates regulatory risk when flagged activity isn't followed up.

## What We Build

AI runs sanctions, PEP, and adverse-media checks nightly, scores each client, and queues anything above threshold for analyst review — BSA risk in real time, not annually.

## Tools & Integrations

- Orion
- Redtail CRM
- eMoney
- Email

## How It Works

1. **Discovery call.** We map your current kyc/aml review process and identify where AI saves the most time.
2. **Build & integrate.** We build the workflow and connect it to the tools you already use — no software changes required.
3. **Review & refine.** You review the results, we fine-tune until it matches your standards, then it runs on autopilot.

## Tool-Specific Implementations

- [Orion](https://calish.com/workflows/with/kyc-aml-review-for-financial-advisor-with-orion/) — KYC/AML Review built natively in Orion
- [Redtail CRM](https://calish.com/workflows/with/kyc-aml-review-for-financial-advisor-with-redtail-crm/) — KYC/AML Review built natively in Redtail CRM
- [eMoney](https://calish.com/workflows/with/kyc-aml-review-for-financial-advisor-with-emoney/) — KYC/AML Review built natively in eMoney

## Related Workflows

- [Loan File Assembly for Financial Advisors](https://calish.com/workflows/loan-file-assembly-for-financial-advisor/)
- [Conditional Approval Response for Financial Advisors](https://calish.com/workflows/conditional-approval-response-for-financial-advisor/)
- [Policy Renewal Outreach for Financial Advisors](https://calish.com/workflows/policy-renewal-outreach-for-financial-advisor/)
- [Commercial Quote Preparation for Financial Advisors](https://calish.com/workflows/commercial-quote-preparation-for-financial-advisor/)
- [Closing & Title Package Prep for Financial Advisors](https://calish.com/workflows/closing-and-title-package-prep-for-financial-advisor/)
- [Deal Sourcing & Screening for Financial Advisors](https://calish.com/workflows/deal-sourcing-and-screening-for-financial-advisor/)

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